• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MATTHEW C. KLINE
MATT KLINE, MATTHEW C KLINE JR, MATTHEW C KLINE MR, MATTHEW Christian KLINE
CRD#: 6557840
IA
Investment Adviser
B
Previous Broker
HERBEIN FINANCIAL GROUP, LLCCRD#: 322194 1136 Penn Ave.
Wyomissing, PA 19610
Registration History
20162017201820192020202120222023202420252026IAHERBEIN FINANCIAL GROUP, LLC (CRD# 322194)2023 - Present (1 year)BMORGAN STANLEY & CO. LLC (CRD# 8209)2018 - 2021 (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2016 (<1 year)IACHESAPEAKE FINANCIAL ADVISORS (CRD# 120139)2021 - 2023 (1 year)
License(s)

State Registrations

IA
Pennsylvania 6/15/2023

Current Registration(s)
IA
HERBEIN FINANCIAL GROUP, LLC (CRD#:322194)
1136 Penn Ave., Wyomissing, PA 19610
Registered with this firm since 6/15/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/03/2021 - 05/23/2023 CHESAPEAKE FINANCIAL ADVISORS (CRD#:120139) TOWSON, MD
B
10/26/2018 - 06/08/2021 MORGAN STANLEY & CO. LLC (CRD#:8209) NEW YORK, NY
B
03/22/2016 - 10/27/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) NEWARK, DE
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.