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JACOB LANCE FORMAN
JACOB L FORMAN
CRD#: 6557585
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 530 ROUTE 35
SHREWSBURY COMMONS
SHREWSBURY, NJ 07702
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 530 ROUTE 35
SHREWSBURY, NJ 07702
Registration History
20172018201920202021202220232024202520264 FIRMS2017 - 2017 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2019 - Present (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2018 - Present (7 years)
License(s)

State Registrations

B
California 3/28/2024

B
New Jersey 1/24/2018

B
Connecticut 5/8/2020

IA
New Jersey 9/30/2019

B
Florida 1/3/2020

B
New York 1/4/2019

B
Hawaii 5/8/2020

B
North Carolina 5/8/2020

B
Maryland 9/26/2024

B
Pennsylvania 1/4/2019

B
Massachusetts 3/25/2023

B
South Carolina 5/8/2020

B
Minnesota 5/12/2021

B
Washington 5/8/2020

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
530 ROUTE 35 SHREWSBURY COMMONS, SHREWSBURY, NJ 07702
Registered with this firm since 9/30/2019

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
530 ROUTE 35, SHREWSBURY, NJ 07702
POINT PLEASANT, NJ
Registered with this firm since 1/24/2018

Previous Registration(s)
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IA
04/13/2017 - 11/03/2017 CRI SECURITIES, LLC (CRD#:22589) PHILADELPHIA, PA
IA
04/13/2017 - 11/03/2017 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) PHILADELPHIA, PA
B
01/23/2017 - 11/03/2017 CRI SECURITIES, LLC (CRD#:22589) PHILADELPHIA, PA
B
01/23/2017 - 11/03/2017 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) PHILADELPHIA, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.