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Detailed Report
KRISTIN LEIGH CRANFORD
KRISTIN CRANFORD
CRD#: 6557232
IA
Investment Adviser
B
Broker
VANGUARD ADVISERS, INC.CRD#: 106715 2525 Water Ridge Pkwy
1 North Falls Plaza, Ste 100
Charlotte, NC 28217
VANGUARD MARKETING CORPORATIONCRD#: 7452 2525 WATER RIDGE PARKWAY
1 NORTH FALLS PLAZA, STE 100
CHARLOTTE, NC 28217
Registration History
2017201820192020202120222023202420252026IAVANGUARD ADVISERS, INC. (CRD# 106715)2020 - Present (4 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2017 - Present (7 years)
License(s)

State Registrations

B
North Carolina 7/27/2017
IA
South Carolina 10/7/2022
IA
North Carolina 7/31/2020
IA
Texas 7/31/2020
B
South Carolina 9/5/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VANGUARD ADVISERS, INC. (CRD#:106715)
2525 Water Ridge Pkwy 1 North Falls Plaza, Ste 100, Charlotte, NC 28217
Registered with this firm since 7/31/2020
B
VANGUARD MARKETING CORPORATION (CRD#:7452)
2525 WATER RIDGE PARKWAY 1 NORTH FALLS PLAZA, STE 100, CHARLOTTE, NC 28217
ROCK HILL, SC
Registered with this firm since 7/18/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.