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Detailed Report
MICHAEL GERARD HOFMEISTER
MICHAEL Gerard HOFMEISTER
CRD#: 6556801
IA
Investment Adviser
B
Broker
ROCKEFELLER CAPITAL MANAGEMENTCRD#: 291361 200 S 10th Street, Suite 950
Richmond, VA 23219
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2021 (4 years)2 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2016 - 2016 (<1 year)
License(s)

State Registrations

B
Alabama 2/1/2024
B
Mississippi 2/1/2024
B
Alaska 2/1/2024
B
Missouri 2/1/2024
B
Arizona 2/1/2024
B
Nevada 2/1/2024
B
California 2/1/2024
B
New Hampshire 2/1/2024
B
Colorado 2/1/2024
B
New Jersey 2/1/2024
B
Connecticut 2/1/2024
B
New Mexico 2/1/2024
B
Delaware 2/1/2024
B
New York 2/1/2024
B
District of Columbia 2/1/2024
B
North Carolina 2/1/2024
B
Florida 2/1/2024
B
Ohio 2/1/2024
B
Georgia 2/1/2024
B
Oklahoma 1/29/2025
B
Hawaii 2/1/2024
B
Pennsylvania 2/1/2024
B
Idaho 2/1/2024
B
South Carolina 2/1/2024
B
Illinois 2/1/2024
B
Tennessee 2/1/2024
B
Indiana 2/1/2024
B
Texas 2/1/2024
B
Iowa 3/19/2024
IA
Texas 2/1/2024
B
Kansas 2/1/2024
B
Vermont 2/1/2024
B
Maine 2/1/2024
B
Virginia 2/1/2024
B
Maryland 2/1/2024
IA
Virginia 2/1/2024
B
Massachusetts 2/1/2024
B
Washington 2/1/2024
B
Michigan 2/1/2024
B
West Virginia 2/1/2024
B
Minnesota 2/1/2024
B
Wisconsin 2/1/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROCKEFELLER CAPITAL MANAGEMENT (CRD#:291361)
200 S 10th Street, Suite 950, Richmond, VA 23219
Registered with this firm since 2/1/2024
B
ROCKEFELLER FINANCIAL LLC (CRD#:291361)
200 S 10th Street, Suite 950, Richmond, VA 23219
Registered with this firm since 2/1/2024
Previous Registration(s)
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IA
 02/17/2021 - 02/05/2024 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) RICHMOND, VA
B
 02/17/2021 - 02/05/2024 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) RICHMOND, VA
IA
 10/27/2016 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 07/29/2016 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 06/03/2016 - 08/03/2016 MML INVESTORS SERVICES, LLC (CRD#:10409) GLEN ALLEN, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.