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CHRISTOPHER ELLIOT MORAN
CHRISTOPHER E MORAN
CRD#: 6555595
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 20 CUSTOM HOUSE STREET
BOSTON, MA 02110
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2019 (4 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arkansas 11/2/2022

B
Nevada 5/18/2023

B
California 11/14/2019

B
New Hampshire 11/14/2019

B
Colorado 11/14/2019

B
New Jersey 11/14/2019

B
Connecticut 11/14/2019

B
New Mexico 5/18/2023

IA
Connecticut 11/14/2019

B
New York 11/14/2019

B
District of Columbia 11/14/2019

B
North Carolina 11/14/2019

B
Florida 11/14/2019

B
Ohio 11/2/2021

B
Georgia 11/2/2022

B
Oregon 11/14/2019

B
Hawaii 5/18/2023

B
Pennsylvania 11/14/2019

B
Illinois 11/14/2019

B
Rhode Island 7/15/2021

B
Maine 11/14/2019

B
South Carolina 11/14/2019

B
Maryland 8/17/2021

B
Tennessee 5/18/2023

B
Massachusetts 11/14/2019

B
Texas 11/14/2019

B
Michigan 11/2/2022

IA
Texas 11/14/2019

B
Minnesota 11/14/2019

B
Vermont 11/14/2019

B
Missouri 11/2/2022

B
Virginia 11/14/2019

B
Montana 2/18/2022

B
Washington 11/14/2019

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
20 CUSTOM HOUSE STREET, BOSTON, MA 02110
Registered with this firm since 11/14/2019

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
20 CUSTOM HOUSE STREET, BOSTON, MA 02110
Registered with this firm since 11/14/2019

Previous Registration(s)
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IA
11/30/2015 - 11/19/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
B
11/04/2015 - 11/19/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.