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Detailed Report
SAMANTHA TRACY ESCOBEDO
SAMANTHA TRACY HOFFMAN
CRD#: 6554885
IA
Investment Adviser
B
Broker
HANTZ FINANCIAL SERVICES, INC.CRD#: 46047 1540 S. HOLLAND-SYLVANIA
MAUMEE, OH 43537
Registration History
201520162017201820192020202120222023202420252026IAHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2017 - Present (7 years)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2015 - Present (9 years)
License(s)

State Registrations

B
California 2/7/2019
IA
Ohio 11/13/2017
B
Michigan 6/11/2019
B
Texas 7/2/2019
B
Minnesota 11/12/2019
B
Washington 12/4/2019
B
Ohio 5/31/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
1540 S. HOLLAND-SYLVANIA, MAUMEE, OH 43537
Registered with this firm since 11/13/2017
B
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
1540 S. HOLLAND-SYLVANIA, MAUMEE, OH 43537
Registered with this firm since 12/21/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.