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Katherine Nicole Karr
KATHERINE NICOLE CUCINOTTA, KATHERINE CUCINOTTA, KATHERINE KARR, Katherine N Karr
CRD#: 6554701
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 7600 Broadway
Suite 100
San Antonio, TX 78209
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2017 (<1 year)2 FIRMS2018 - 2020 (2 years)2 FIRMS2021 - 2024 (2 years)2 FIRMS2025 - Present (<1 year)
License(s)

State Registrations

B
Arizona 1/21/2025

B
Missouri 1/21/2025

B
Arkansas 1/21/2025

B
New Jersey 1/21/2025

B
California 1/21/2025

B
New Mexico 1/21/2025

B
Colorado 1/21/2025

B
New York 1/21/2025

B
Delaware 1/21/2025

B
North Carolina 1/21/2025

B
Florida 1/21/2025

B
Ohio 1/24/2025

B
Georgia 1/21/2025

B
Oregon 1/21/2025

B
Iowa 1/21/2025

B
Pennsylvania 1/21/2025

B
Kansas 1/21/2025

B
Rhode Island 1/21/2025

B
Louisiana 1/21/2025

B
Tennessee 1/21/2025

B
Maryland 1/21/2025

B
Texas 1/19/2025

B
Michigan 1/21/2025

IA
Texas 1/19/2025

B
Minnesota 1/21/2025

B
Virginia 1/21/2025

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
7600 Broadway Suite 100, San Antonio, TX 78209
Registered with this firm since 1/19/2025

B
MORGAN STANLEY (CRD#:149777)
7600 Broadway Suite 100, San Antonio, TX 78209
Registered with this firm since 1/19/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/19/2021 - 07/12/2024 MORGAN STANLEY (CRD#:149777) San Antonio, TX
B
10/19/2021 - 07/12/2024 MORGAN STANLEY (CRD#:149777) San Antonio, TX
IA
01/18/2018 - 12/03/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
B
01/18/2018 - 12/03/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
IA
05/19/2017 - 12/20/2017 SWBC INVESTMENT COMPANY (CRD#:140994) SAN ANTONIO, TX
B
04/10/2017 - 12/20/2017 SWBC INVESTMENT SERVICES, LLC (CRD#:133715) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.