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Detailed Report
Aaron Durda
Aaron Christopher Durda
CRD#: 6554404
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 45 BRAINTREE HILL PARK
STE 204
BRAINTREE, MA 02184
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2017 - 2018 (<1 year)2 FIRMS2019 - 2022 (2 years)3 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - 2017 (1 year)
License(s)

State Registrations

B
Massachusetts 6/28/2023
IA
Massachusetts 7/18/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
45 BRAINTREE HILL PARK STE 204, BRAINTREE, MA 02184
Registered with this firm since 7/18/2023
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
45 BRAINTREE HILL PARK STE 204, BRAINTREE, MA 02184
Registered with this firm since 6/28/2023
Previous Registration(s)
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IA
 07/23/2022 - 03/01/2023 CAPITAL ADVISORS, LTD., LLC (CRD#:153600) SHAKER HEIGHTS, OH
IA
 07/21/2022 - 03/01/2023 LINCOLN INVESTMENT (CRD#:519) SHAKER HEIGHTS, OH
B
 07/21/2022 - 03/01/2023 LINCOLN INVESTMENT (CRD#:519) SHAKER HEIGHTS, OH
IA
 09/20/2019 - 07/20/2022 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Independence, OH
B
 09/06/2019 - 07/20/2022 PRUCO SECURITIES, LLC. (CRD#:5685) Independence, OH
IA
 11/29/2017 - 06/05/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE, OH
B
 10/02/2017 - 06/05/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE, OH
B
 11/09/2015 - 08/22/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) COVINGTON, KY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.