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Tanya Thompson Zavala
TANYA NICOLE THOMPSON, Tanya N Thompson, Tanya Thompson Zavala
CRD#: 6554279
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8200 E VIA PASEO DEL NORTE
SCOTTSDALE, AZ 85258
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2020 - 2020 (<1 year)2 FIRMS2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2020 (4 years)
Disclosure(s)
View By:
10/3/2018
Financial
Final
5/22/2015
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 3/22/2021

B
North Carolina 2/14/2025

IA
Arizona 3/22/2021

B
Oregon 8/10/2023

B
California 10/8/2024

B
Pennsylvania 1/10/2025

B
Hawaii 9/11/2023

B
South Carolina 11/6/2023

B
Nevada 12/26/2023

B
Washington 10/2/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8200 E VIA PASEO DEL NORTE, SCOTTSDALE, AZ 85258
Registered with this firm since 3/22/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8200 E VIA PASEO DEL NORTE, SCOTTSDALE, AZ 85258
Registered with this firm since 3/19/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/02/2020 - 10/22/2020 EQUITABLE ADVISORS, LLC (CRD#:6627) SCOTTSDALE, AZ
B
07/14/2020 - 10/22/2020 EQUITABLE ADVISORS, LLC (CRD#:6627) SCOTTSDALE, AZ
B
02/01/2016 - 07/03/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) SCOTTSDALE, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.