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MELISA SUE NEILL
Melisa Sue McConnell, Melisa Sue McConnell-Neill
CRD#: 6553957
IA
B
MORGAN STANLEYCRD#: 149777 1800 Broadway
Suite 120
Boulder, CO 80302
Suite 120
Boulder, CO 80302
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Alabama 4/29/2022
B
Nebraska 2/17/2022
B
Alaska 4/29/2022
B
Nevada 2/17/2022
B
Arizona 5/11/2022
B
New Hampshire 5/25/2022
B
Arkansas 2/17/2022
B
New Jersey 5/25/2022
B
California 5/11/2022
B
New Mexico 2/17/2022
B
Colorado 2/17/2022
B
New York 5/25/2022
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Colorado 3/7/2022
B
North Carolina 2/17/2022
B
Connecticut 5/11/2022
B
North Dakota 2/17/2022
B
Delaware 5/11/2022
B
Ohio 5/27/2022
B
District of Columbia 5/11/2022
B
Oklahoma 5/25/2022
B
Florida 2/17/2022
B
Oregon 5/25/2022
B
Georgia 2/17/2022
B
Pennsylvania 5/25/2022
B
Hawaii 5/25/2022
B
Puerto Rico 2/17/2022
B
Idaho 5/25/2022
B
Rhode Island 2/17/2022
B
Illinois 2/17/2022
B
South Carolina 2/17/2022
B
Indiana 2/17/2022
B
South Dakota 2/17/2022
B
Iowa 5/25/2022
B
Tennessee 5/25/2022
B
Kansas 5/25/2022
B
Texas 2/17/2022
B
Kentucky 5/25/2022
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Texas 3/7/2022
B
Louisiana 5/25/2022
B
Utah 2/17/2022
B
Maine 5/25/2022
B
Vermont 5/25/2022
B
Maryland 5/25/2022
B
Virgin Islands 5/25/2022
B
Massachusetts 2/17/2022
B
Virginia 5/25/2022
B
Michigan 5/25/2022
B
Washington 2/17/2022
B
Minnesota 2/17/2022
B
West Virginia 5/25/2022
B
Mississippi 2/17/2022
B
Wisconsin 2/17/2022
B
Missouri 4/29/2022
B
Wyoming 2/17/2022
B
Montana 2/17/2022
SRO Registrations
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B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 3/7/2022
B
Registered with this firm since 2/17/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/08/2021 - 02/15/2022 | JERSEY CITY, NJ | |
B | 12/03/2019 - 02/15/2022 | GREENWOOD VILLAGE, CO | |
IA | 12/18/2015 - 11/20/2019 | Lone Tree, CO | |
B | 12/08/2015 - 11/20/2019 | Lone Tree, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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