Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ALEXANDER ROBERT SPEAR
CRD#: 6552533
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 28 State Street 26th Floor
Boston, MA 02109
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Arizona 1/10/2017
B
Missouri 1/10/2017
B
California 1/10/2017
B
New Hampshire 1/10/2017
B
Colorado 1/10/2017
B
New Jersey 1/10/2017
B
Connecticut 12/19/2016
B
New York 12/19/2016
IA
Connecticut 12/19/2016
B
Ohio 1/11/2017
B
Delaware 1/10/2017
B
Pennsylvania 1/10/2017
B
Florida 1/10/2017
B
Rhode Island 1/10/2017
B
Illinois 2/28/2017
B
Tennessee 7/1/2021
B
Kansas 1/10/2017
B
Texas 1/10/2017
B
Maine 1/10/2017
IA
Texas 5/5/2020
B
Maryland 1/10/2017
B
Vermont 1/10/2017
B
Massachusetts 12/19/2016
B
Virginia 1/10/2017
B
Michigan 1/10/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
28 State Street 26th Floor, Boston, MA 02109
Registered with this firm since 12/19/2016
B
MORGAN STANLEY (CRD#:149777)
28 State Street 26th Floor, Boston, MA 02109
Registered with this firm since 4/28/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.