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SHELLEY DAKAN
SHELLEY M DAKAN, SHELLEY MARIE DAKAN, Shelley Marie Haight
CRD#: 6551786
IA
B
WELLS FARGO ADVISORSCRD#: 19616 225 S. LAKE AVE
STE 700
PASADENA, CA 91101
STE 700
PASADENA, CA 91101
0
Disclosures
9
Years of Experience
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State Registrations
B
Alabama 9/2/2021
B
Nevada 2/28/2019
B
Alaska 1/3/2023
B
New Hampshire 9/2/2021
B
Arizona 3/15/2017
B
New Jersey 10/20/2021
B
California 3/18/2016
B
New Mexico 3/15/2017
IA
California 3/18/2016
B
New York 9/2/2021
B
Colorado 3/15/2017
B
North Carolina 10/20/2021
B
Connecticut 10/20/2021
B
Ohio 5/16/2024
B
Delaware 6/19/2017
B
Oklahoma 9/2/2021
B
District of Columbia 1/15/2020
B
Oregon 1/5/2021
B
Florida 12/14/2018
B
Pennsylvania 10/27/2017
B
Georgia 9/30/2021
B
South Carolina 3/23/2022
B
Hawaii 9/2/2021
B
South Dakota 10/8/2020
B
Idaho 9/2/2021
B
Tennessee 9/2/2021
B
Illinois 9/17/2019
B
Texas 3/15/2017
B
Indiana 3/23/2022
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Texas 3/15/2017
B
Louisiana 9/2/2021
B
Utah 3/15/2017
B
Maryland 10/20/2021
B
Vermont 8/19/2024
B
Massachusetts 5/17/2019
B
Virginia 9/2/2021
B
Michigan 2/18/2021
B
Washington 11/5/2019
B
Minnesota 6/18/2018
B
West Virginia 10/20/2021
B
Missouri 8/7/2018
B
Wisconsin 10/20/2021
B
Montana 9/2/2021
B
Wyoming 5/28/2021
B
Nebraska 12/13/2021
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 3/18/2016
B
Registered with this firm since 3/18/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/20/2016 - 03/22/2016 | PASADENA, CA | |
B | 12/07/2015 - 03/22/2016 | PASADENA, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.