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Detailed Report
ANN POST
ANN TRUONG
CRD#: 6550719
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3033 East 1St Avenue
Suite 820
Denver, CO 80206
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 9/29/2021
B
Missouri 1/30/2023
B
Arizona 2/12/2025
B
New York 12/15/2017
B
California 6/13/2018
B
Oregon 12/17/2024
B
Colorado 7/28/2017
B
South Carolina 2/18/2025
IA
Colorado 11/21/2017
B
Texas 6/13/2018
B
Florida 2/11/2025
IA
Texas 6/13/2018
B
Hawaii 7/31/2023
B
Utah 11/21/2017
B
Michigan 9/27/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3033 East 1St Avenue Suite 820, Denver, CO 80206
1550 Market Street Suite 600, Denver, CO 80202
Registered with this firm since 11/21/2017
B
MORGAN STANLEY (CRD#:149777)
3033 East 1St Avenue Suite 820, Denver, CO 80206
1550 Market Street Suite 600, Denver, CO 80202
Registered with this firm since 7/12/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.