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Cassandra Lenee Martin
CASSANDRA LENEE GRIFFITH, CASSANDRA MARTIN GRIFFITH, CASSIE MARTIN GRIFFITH, Cassandra Martin Griffith, Cassandra Griffith…
CRD#: 6550107
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 655 W Broadway Ste 1700
SAN DIEGO, CA 92101
SAN DIEGO, CA 92101
0
Disclosures
8
Years of Experience
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State Registrations
B
California 9/19/2024
B
Virginia 9/19/2024
IA
California 9/23/2024
SRO Registrations
B
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IA
Registered with this firm since 9/23/2024
B
Registered with this firm since 9/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/17/2022 - 05/07/2024 | BEAVERTON, OR | |
IA | 07/19/2017 - 09/28/2022 | BLACKSBURG, VA | |
B | 10/05/2016 - 09/28/2022 | BLACKSBURG, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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