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BRENDAN ROGAN
CRD#: 6549576
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1735 MARKET STREET
MELLON BANK CENTER
PHILADELPHIA, PA 19103-2998
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1735 MARKET STREET
MELLON BANK CENTER
PHILADELPHIA, PA 19103
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2023 (5 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Delaware 10/4/2023

IA
Pennsylvania 10/10/2023

B
New Jersey 10/4/2023

IA
Texas 3/1/2024

B
Pennsylvania 10/4/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1735 MARKET STREET MELLON BANK CENTER, PHILADELPHIA, PA 19103-2998
Registered with this firm since 10/10/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1735 MARKET STREET MELLON BANK CENTER, PHILADELPHIA, PA 19103
PHILADELPHIA, PA
Registered with this firm since 10/4/2023

Previous Registration(s)
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11/28/2017 - 09/21/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
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10/17/2017 - 09/21/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.