Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
GREGORY JOSEPH MONTEJO
Gregory Joseph Montejo
CRD#: 6548870
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 2875 MICHELLE DRIVE
SUITE 110
IRVINE, CA 92606
Registration History
20162017201820192020202120222023202420252026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2024 - Present (1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)2021 - Present (4 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2016 - 2021 (4 years)
License(s)

State Registrations

B
Alaska 7/27/2022
IA
Hawaii 4/3/2024
IA
Alaska 4/3/2024
B
Mississippi 5/11/2021
B
Arizona 11/20/2023
B
Nevada 2/23/2022
IA
Arizona 4/24/2024
B
New York 12/5/2022
B
California 3/22/2021
IA
New York 2/25/2025
IA
California 4/3/2024
B
Oregon 8/4/2023
B
Florida 12/13/2024
B
South Carolina 10/11/2023
IA
Florida 12/16/2024
B
Texas 2/23/2022
B
Georgia 12/5/2022
B
Utah 3/7/2024
B
Hawaii 7/20/2023
B
Washington 12/5/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
2875 MICHELLE DRIVE SUITE 110, IRVINE, CA 92606
Registered with this firm since 4/3/2024
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
2875 MICHELLE DRIVE SUITE 110, IRVINE, CA 92606
Registered with this firm since 3/22/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/11/2016 - 03/03/2021 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) Long Beach, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.