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Howard L Joe III
HOWARD L JOE, HOWARD LEE JOE III, HOWARD L JOE III
CRD#: 6548027
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 12/26/2018

B
Mississippi 12/13/2017

B
Arizona 12/27/2018

B
Missouri 11/4/2019

B
California 12/13/2017

B
Nevada 12/13/2017

B
Colorado 12/13/2017

B
New Jersey 12/13/2017

B
District of Columbia 1/2/2020

B
New York 12/13/2017

B
Florida 12/13/2017

B
North Carolina 12/13/2017

B
Georgia 10/17/2017

B
Ohio 1/10/2023

IA
Georgia 10/17/2017

B
Oregon 12/13/2017

B
Illinois 12/13/2017

B
Pennsylvania 12/13/2017

B
Indiana 12/13/2017

B
South Carolina 12/13/2017

B
Kansas 12/13/2017

B
Tennessee 12/26/2018

B
Kentucky 7/24/2019

B
Texas 12/13/2017

B
Louisiana 2/21/2024

IA
Texas 12/13/2017

B
Maryland 12/13/2017

B
Virginia 12/13/2017

B
Massachusetts 12/13/2017

B
Washington 12/13/2017

B
Michigan 1/25/2019

B
Wisconsin 1/4/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 10/17/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 9/6/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.