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Scott Johnson
SCOTT DRURY JOHNSON
CRD#: 6547390
IA
B
MORGAN STANLEYCRD#: 149777 8548 Rozita Lee Avenue
Suite 400
Las Vegas, NV 89113
Suite 400
Las Vegas, NV 89113
0
Disclosures
9
Years of Experience
View By:
State Registrations
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Alabama 11/26/2019
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Missouri 11/26/2019
B
Alaska 1/9/2024
B
Montana 11/26/2019
B
Arizona 11/26/2019
B
Nebraska 11/26/2019
B
Arkansas 11/26/2019
B
Nevada 11/14/2019
B
California 11/25/2019
IA
Nevada 11/21/2019
B
Colorado 11/26/2019
B
New Hampshire 9/21/2022
B
Connecticut 10/14/2024
B
New Jersey 11/26/2019
B
Delaware 11/26/2019
B
New Mexico 11/26/2019
B
District of Columbia 4/24/2024
B
New York 11/26/2019
B
Florida 11/26/2019
B
North Carolina 11/26/2019
B
Georgia 11/26/2019
B
Ohio 11/26/2019
B
Hawaii 11/26/2019
B
Oklahoma 11/26/2019
B
Idaho 11/26/2019
B
Oregon 11/26/2019
B
Illinois 11/26/2019
B
Pennsylvania 11/26/2019
B
Indiana 9/21/2022
B
Rhode Island 1/2/2025
B
Iowa 11/26/2019
B
South Carolina 11/26/2019
B
Kansas 11/26/2019
B
Tennessee 11/26/2019
B
Kentucky 9/21/2022
B
Texas 11/26/2019
B
Louisiana 11/26/2019
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Texas 3/2/2020
B
Maine 11/26/2019
B
Utah 11/26/2019
B
Maryland 11/26/2019
B
Virginia 11/26/2019
B
Massachusetts 11/26/2019
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Washington 11/26/2019
B
Michigan 11/26/2019
B
Wisconsin 11/26/2019
B
Minnesota 11/26/2019
B
Wyoming 11/26/2019
B
Mississippi 9/21/2022
SRO Registrations
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IA
Registered with this firm since 11/21/2019
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Registered with this firm since 11/14/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/27/2017 - 10/29/2019 | LAS VEGAS, NV | |
B | 09/20/2017 - 10/29/2019 | LAS VEGAS, NV | |
IA | 01/04/2016 - 09/14/2017 | LAS VEGAS, NV | |
B | 10/15/2015 - 09/14/2017 | LAS VEGAS, NV |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.