Individual Firm
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Nicholas James Wolverton
CRD#: 6547199
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PEAK FINANCIAL MANAGEMENT, INC.CRD#: 281223 10901 W. 120TH AVENUE
SUITE 135
BROOMFIELD, CO 80021
SUITE 135
BROOMFIELD, CO 80021
0
Disclosures
9
Years of Experience
View By:
State Registrations
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Colorado 9/29/2015
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Texas 4/27/2021
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Registered with this firm since 9/29/2015
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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