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JOEL JOSHUA BARKEY
JOEL J BARKEY, Joel Joshua Barkey, Joel Barkey
CRD#: 6546768
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WELLS FARGO ADVISORSCRD#: 19616 3601 N FEDERAL HWY
BOCA RATON, FL 33431
BOCA RATON, FL 33431
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Disclosures
8
Years of Experience
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State Registrations
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Florida 5/24/2023
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Georgia 5/24/2023
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Florida 6/19/2023
SRO Registrations
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Registered with this firm since 6/19/2023
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Registered with this firm since 5/24/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/29/2022 - 04/08/2023 | DEERFIELD BEACH, FL | |
B | 06/05/2017 - 06/08/2021 | DEERFIELD BEACH, FL | |
B | 12/22/2015 - 06/15/2017 | MIAMI, FL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.