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MICHAEL THOMAS PARROTT
CRD#: 6546160
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Investment Adviser
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Previous Broker
OSAIC ADVISORY SERVICES, LLCCRD#: 171070 8300 Carmel Ave NE
Suite 103
Albuquerque, NM 87122
Registration History
2010201220142016201820202022202420262 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - 2021 (1 year)IAOSAIC ADVISORY SERVICES, LLC (CRD# 171070)2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - 2018 (2 years)IAWATERWAY WEALTH MANAGEMENT, L.L.C. (CRD# 164975)2021 - 2024 (2 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2017 - 2018 (1 year)
Disclosure(s)
View By:
12/8/2009
Criminal
Final Disposition
License(s)

State Registrations

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New Mexico 3/8/2024

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Texas 3/7/2024

Current Registration(s)
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OSAIC ADVISORY SERVICES, LLC (CRD#:171070)
8300 Carmel Ave NE Suite 103, Albuquerque, NM 87122
Registered with this firm since 3/7/2024

Previous Registration(s)
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06/08/2021 - 04/15/2024 WATERWAY WEALTH MANAGEMENT, L.L.C. (CRD#:164975) ALBUQUERQUE, NM
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08/28/2019 - 04/06/2021 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) ALBUQUERQUE, NM
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07/26/2019 - 04/05/2021 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) ALBUQUERQUE, NM
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07/23/2018 - 07/12/2019 THORNBURG INVESTMENT MANAGEMENT INC (CRD#:106357) SANTA FE, NM
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07/19/2018 - 07/12/2019 THORNBURG SECURITIES CORPORATION (CRD#:14857) SANTA FE, NM
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01/05/2017 - 07/12/2018 STRATEGIC ADVISERS LLC (CRD#:104555) ALBUQUERQUE, NM
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10/06/2015 - 07/10/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) ALBUQUERQUE, NM
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.