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David Scott Littrell
DAVID SCOTT LITTRELL
CRD#: 6544208
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 12400 Bittersweet Commons Blvd W
Granger, IN 46530
Granger, IN 46530
IFP SECURITIES, LLCCRD#: 297287 12400 Bittersweet Commons Blvd W
Granger, IN 46530
Granger, IN 46530
0
Disclosures
9
Years of Experience
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State Registrations
IA
Indiana 11/6/2024
B
Indiana 11/26/2024
SRO Registrations
B
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IA
Registered with this firm since 11/6/2024
B
Registered with this firm since 11/26/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/10/2023 - 08/05/2024 | Mishawaka, IN | |
IA | 11/01/2022 - 02/15/2023 | SOUTH BEND, IN | |
B | 11/01/2022 - 02/15/2023 | SOUTH BEND, IN | |
IA | 12/10/2015 - 11/03/2022 | BREMEN, IN | |
B | 09/29/2015 - 11/03/2022 | BREMEN, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.