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Detailed Report
SHELBY H PELTIER
CRD#: 6543598
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 8930 COLONIAL CENTER DRIVE
FORT MYERS, FL 33905
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 FORT MYERS, FL
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BCITIZENS SECURITIES, INC. (CRD# 39550)2015 - 2016 (<1 year)
License(s)

State Registrations

B
Florida 11/4/2024
IA
Florida 11/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
8930 COLONIAL CENTER DRIVE, FORT MYERS, FL 33905
Registered with this firm since 11/14/2024
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
FORT MYERS, FL
8930 COLONIAL CENTER DR, FORT MYERS, FL 33905
Registered with this firm since 9/21/2024
Previous Registration(s)
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B
 09/17/2015 - 02/01/2016 CITIZENS SECURITIES, INC. (CRD#:39550) ESSEX JUNCTION, VT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.