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Detailed Report
James Bradford Wheeler
JAMES BRADFORD WHEELER
CRD#: 6541425
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 333 NORTH GREENE STREET
SUITE 400
GREENSBORO, NC 27401
Registration History
201520162017201820192020202120222023202420252026IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2021 - Present (4 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2015 - Present (9 years)
License(s)

State Registrations

B
California 3/30/2016
B
New York 8/4/2017
B
Colorado 1/29/2025
B
North Carolina 11/24/2015
B
District of Columbia 9/1/2020
IA
North Carolina 2/10/2021
B
Florida 5/7/2018
B
Ohio 5/27/2021
B
Georgia 9/13/2016
B
Pennsylvania 1/6/2020
B
Hawaii 11/9/2022
B
South Carolina 5/1/2017
B
Indiana 7/12/2023
B
Texas 3/28/2019
B
Kansas 9/6/2022
B
Virginia 9/13/2016
B
Maryland 9/13/2016
B
Washington 1/2/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
333 NORTH GREENE STREET SUITE 400, GREENSBORO, NC 27401
Registered with this firm since 2/10/2021
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
333 NORTH GREENE STREET SUITE 400, GREENSBORO, NC 27401
Registered with this firm since 11/7/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.