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Detailed Report
SHANNON KELLY LEONARD
SHANNON LEONARD
CRD#: 6539318
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE SPARTAN WAY
MERRIMACK, NH 03054
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 TWO CONTRA WAY
MERRIMACK, NH 03054
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - 2019 (3 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2019 (1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2016 - 2018 (2 years)
License(s)

State Registrations

IA
New Hampshire 7/27/2021

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE SPARTAN WAY, MERRIMACK, NH 03054
Registered with this firm since 7/27/2021
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
TWO CONTRA WAY, MERRIMACK, NH 03054
HUDSON, NH
Registered with this firm since 7/20/2021
Previous Registration(s)
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IA
 07/13/2018 - 08/07/2019 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
 10/12/2015 - 08/06/2019 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) MERRIMACK, NH
IA
 02/09/2016 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) MERRIMACK, NH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.