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MICHAEL L CALAWERTS
LUCAS CALAWERTS, MICHAEL LUCAS CALAWERTS, MICHAEL CALAWERTS
CRD#: 6538643
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 480 PILGRIM WAY
GREEN BAY, WI 54304
GREEN BAY, WI 54304
0
Disclosures
8
Years of Experience
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State Registrations
B
Alaska 4/17/2018
B
Michigan 2/6/2017
B
Arizona 4/10/2018
B
Minnesota 6/14/2017
B
California 6/21/2018
B
Nevada 3/11/2020
B
Colorado 3/18/2020
B
New York 4/10/2018
B
District of Columbia 4/10/2018
B
North Carolina 4/17/2018
B
Florida 8/3/2017
B
Ohio 5/24/2018
B
Georgia 4/17/2018
B
Pennsylvania 4/18/2019
B
Hawaii 4/17/2018
B
South Carolina 8/6/2021
B
Illinois 8/3/2017
B
Tennessee 9/8/2021
B
Indiana 4/17/2018
B
Texas 4/17/2018
B
Iowa 4/17/2018
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Texas 4/17/2018
B
Kansas 4/17/2018
B
Utah 9/27/2018
B
Maryland 8/29/2024
B
Wisconsin 11/29/2016
B
Massachusetts 7/22/2021
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Wisconsin 11/29/2016
SRO Registrations
B
B
B
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B
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Registered with this firm since 11/29/2016
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Registered with this firm since 11/29/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/01/2016 - 10/11/2016 | GREEN BAY, WI | |
B | 02/09/2016 - 10/11/2016 | GREEN BAY, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.