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URIAH DESHAWN WILLIAMS
URIAH WILLIAMS
CRD#: 6537760
IA
B
INTELUS ADVISORY GROUP, LLCCRD#: 310180 TWO PERIMETER PARK S
SUITE 410E
BIRMINGHAM, AL 35243
SUITE 410E
BIRMINGHAM, AL 35243
LPL FINANCIAL LLCCRD#: 6413 1014 EDENTON ST
BIRMINGHAM, AL 35242
BIRMINGHAM, AL 35242
0
Disclosures
9
Years of Experience
View By:
State Registrations
IA
Alabama 2/13/2023
B
Missouri 2/13/2023
B
Alabama 2/24/2023
B
North Carolina 2/13/2023
B
California 2/13/2023
IA
North Carolina 2/14/2023
B
Florida 2/13/2023
B
Oklahoma 2/13/2023
B
Georgia 2/13/2023
B
Texas 2/13/2023
IA
Georgia 2/15/2023
IA
Texas 2/13/2023
B
Illinois 2/13/2023
B
Virgin Islands 2/13/2023
B
Mississippi 2/13/2023
B
Virginia 2/13/2023
SRO Registrations
B
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IA
Registered with this firm since 2/13/2023
B
Registered with this firm since 2/13/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/18/2016 - 02/23/2023 | Birmingham, AL | |
B | 07/13/2016 - 02/23/2023 | Birmingham, AL | |
IA | 10/10/2015 - 05/23/2016 | BIRMINGHAM, AL | |
B | 09/04/2015 - 05/23/2016 | BIRMINGHAM, AL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.