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Joshua Don
JOSH DON, JOSHUA HERBERT DON, JOSHUA DON, Josh H Don, Josh Herbert Don…
CRD#: 6535701
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J.P. MORGAN SECURITIES LLCCRD#: 79 975 BEDFORD AVENUE
BROOKLYN, NY 11205
BROOKLYN, NY 11205
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Disclosures
8
Years of Experience
View By:
State Registrations
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Arizona 6/20/2024
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New York 11/9/2022
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California 7/13/2023
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New York 11/9/2022
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Connecticut 11/9/2022
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North Carolina 11/9/2022
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Florida 5/17/2023
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Pennsylvania 4/11/2023
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Georgia 7/7/2023
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Rhode Island 8/10/2023
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Illinois 3/13/2024
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Texas 11/9/2022
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Massachusetts 7/25/2024
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Texas 11/9/2022
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New Jersey 11/9/2022
SRO Registrations
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Registered with this firm since 11/9/2022
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Registered with this firm since 11/9/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/11/2021 - 10/17/2022 | Brooklyn, NY | |
B | 07/30/2020 - 10/17/2022 | Brooklyn, NY | |
B | 12/08/2017 - 07/16/2020 | NEW YORK, NY | |
B | 03/25/2017 - 08/22/2017 | HAUPPAUGE, NY | |
B | 05/25/2016 - 03/25/2017 | HAUPPAUGE, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.