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JUAN MANUEL SONZINI
JUAN M SONZINI, JUAN Manuel SONZINI
CRD#: 6534952
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 200 South Biscayne Boulevard
Suite 1100
Miami, FL 33131
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2015 - 2021 (5 years)IAHSBC SECURITIES (USA) INC. (CRD# 19585)2016 - 2021 (5 years)
License(s)

State Registrations

B
Connecticut 8/18/2023

B
Montana 9/27/2023

B
Delaware 7/19/2021

B
New York 7/19/2021

B
Florida 7/19/2021

B
South Dakota 1/31/2022

IA
Florida 7/20/2021

B
Texas 7/19/2021

B
Georgia 7/19/2021

IA
Texas 7/20/2021

B
Maryland 7/19/2021

B
Virginia 10/1/2021

B
Massachusetts 7/19/2021

B
Wyoming 7/19/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 7/20/2021

B
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 7/19/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/02/2016 - 07/26/2021 HSBC SECURITIES (USA) INC. (CRD#:19585) MIAMI, FL
B
08/17/2015 - 07/26/2021 HSBC SECURITIES (USA) INC. (CRD#:19585) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.