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Michael George Graham
MICHAEL GRAHAM
CRD#: 6534485
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 St. Louis, MO
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 St. Louis, MO
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2023 - Present (1 year)
Disclosure(s)
View By:
10/31/2024
Financial
Pending
6/30/2020
Financial
Final
12/18/2019
Financial
Final
9/30/2019
Financial
Final
10/31/2018
Financial
Final
7/31/2018
Financial
Final
3/30/2018
Financial
Final
License(s)

State Registrations

B
Missouri 8/31/2021

IA
Missouri 8/31/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
St. Louis, MO
Registered with this firm since 10/2/2023

IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
St. Louis, MO
Registered with this firm since 8/31/2021

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
St. Louis, MO
Registered with this firm since 8/17/2021

Previous Registration(s)
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IA
11/07/2019 - 08/05/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
11/07/2019 - 08/05/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
IA
01/11/2017 - 11/01/2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST LOUIS, MO
B
01/11/2017 - 11/01/2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
IA
06/30/2016 - 01/06/2017 EDWARD JONES (CRD#:250) Maryland Heights, MO
B
05/04/2016 - 01/06/2017 EDWARD JONES (CRD#:250) Maryland Heights, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.