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KYLE ANDREW TOSH
KYLE A TOSH, KYLE TOSH
CRD#: 6534464
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 121 CONTINENTAL DRIVE
SUITE 109
NEWARK, DE 19713
SUITE 109
NEWARK, DE 19713
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Delaware 11/14/2024
IA
Maryland 11/14/2024
IA
Delaware 11/14/2024
B
New Jersey 11/14/2024
B
Florida 11/15/2024
B
North Carolina 11/14/2024
B
Illinois 11/14/2024
B
Pennsylvania 11/14/2024
B
Maryland 11/14/2024
B
Virginia 11/14/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/14/2024
B
Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/07/2020 - 11/14/2024 | NEWARK, DE | |
B | 12/07/2020 - 11/14/2024 | NEWARK, DE | |
IA | 10/31/2016 - 12/08/2020 | WILMINGTON, DE | |
B | 09/15/2016 - 12/08/2020 | WILMINGTON, DE | |
B | 04/28/2016 - 08/10/2016 | NEWARK, DE | |
B | 10/30/2015 - 05/03/2016 | BROOKLYN, NY |
WILMINGTON, DE
10/31/2016 - 12/08/2020
WILMINGTON, DE
09/15/2016 - 12/08/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.