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Preston James Vaught
PRESTON JAMES VAUGHT, PRESTON VAUGHT
CRD#: 6533983
IA
Investment Adviser
B
Broker
TLWM FINANCIALCRD#: 158305 40 NE Loop 410
Suite 644
San Antonio, TX 78216
LPL FINANCIAL LLCCRD#: 6413 40 NE LOOP 410 STE 644
SAN ANTONIO, TX 78216
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Texas 3/1/2018

IA
Texas 3/7/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TLWM FINANCIAL (CRD#:158305)
40 NE Loop 410 Suite 644, San Antonio, TX 78216
Registered with this firm since 3/7/2018

B
LPL FINANCIAL LLC (CRD#:6413)
40 NE LOOP 410 STE 644, SAN ANTONIO, TX 78216
Registered with this firm since 3/1/2018

Previous Registration(s)
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IA
08/09/2016 - 03/28/2018 S HARRIS FINANCIAL GROUP, LLC (CRD#:151899) SAN ANTONIO, TX
B
06/06/2016 - 02/27/2018 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) SAN ANTONIO, TX
IA
11/30/2015 - 05/20/2016 EDWARD JONES (CRD#:250) SCHERTZ, TX
B
09/15/2015 - 05/20/2016 EDWARD JONES (CRD#:250) SCHERTZ, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.