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JONATHAN DAVID LAUNDER
JON DAVID LAUNDER, JONATHAN LAUNDER
CRD#: 6532445
IA
B
OSAIC WEALTH, INC.CRD#: 23131 18400 VON KARMAN AVENUE
SUITE 450
IRVINE, CA 92612
SUITE 450
IRVINE, CA 92612
0
Disclosures
9
Years of Experience
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State Registrations
B
California 1/24/2025
IA
California 1/24/2025
SRO Registrations
B
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IA
Registered with this firm since 1/24/2025
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Registered with this firm since 1/24/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/29/2022 - 01/24/2025 | IRVINE, CA | |
B | 04/29/2022 - 01/24/2025 | IRVINE, CA | |
IA | 09/24/2021 - 05/03/2022 | Tempe, AZ | |
B | 09/24/2021 - 05/03/2022 | Tempe, AZ | |
IA | 01/13/2021 - 09/24/2021 | TEMPE, AZ | |
B | 05/28/2019 - 09/24/2021 | TEMPE, AZ | |
IA | 05/28/2019 - 12/31/2020 | TEMPE, AZ | |
IA | 07/29/2016 - 05/03/2019 | BROOKFIELD, WI | |
B | 08/11/2015 - 05/03/2019 | BROOKFIELD, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.