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Detailed Report
Ronald Louis Weber
Ronald L Weber, Ronnie Louis Weber, Ronnie Weber
CRD#: 6532030
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
20162017201820192020202120222023202420252026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2019 - Present (5 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2018 - Present (6 years)BOPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD# 7834)2016 - 2018 (1 year)
License(s)

State Registrations

B
Alabama 1/4/2020
B
Nebraska 1/4/2020
B
Alaska 1/4/2020
B
Nevada 1/4/2020
B
Arizona 1/4/2020
B
New Hampshire 1/4/2020
B
Arkansas 1/4/2020
B
New Jersey 4/3/2019
B
California 3/19/2019
B
New Mexico 1/4/2020
B
Colorado 2/26/2019
B
New York 4/3/2019
IA
Colorado 8/10/2019
B
North Carolina 1/4/2020
B
Connecticut 1/4/2020
B
North Dakota 1/4/2020
B
Delaware 1/4/2020
B
Ohio 1/6/2020
B
District of Columbia 1/4/2020
B
Oklahoma 1/4/2020
B
Florida 4/3/2019
B
Oregon 1/4/2020
B
Georgia 1/4/2020
B
Pennsylvania 1/4/2020
B
Hawaii 1/4/2020
B
Puerto Rico 1/3/2024
B
Idaho 1/4/2020
B
Rhode Island 1/4/2020
B
Illinois 4/3/2019
B
South Carolina 1/4/2020
B
Indiana 1/4/2020
B
South Dakota 1/4/2020
B
Iowa 1/4/2020
B
Tennessee 1/4/2020
B
Kansas 1/4/2020
B
Texas 1/4/2020
B
Kentucky 1/4/2020
IA
Texas 1/3/2023
B
Louisiana 1/4/2020
B
Utah 1/4/2020
B
Maine 1/4/2020
B
Vermont 1/4/2020
B
Maryland 1/4/2020
B
Virgin Islands 1/3/2024
B
Massachusetts 1/4/2020
B
Virginia 1/4/2020
B
Michigan 1/4/2020
B
Washington 1/4/2020
B
Minnesota 1/4/2020
B
West Virginia 1/4/2020
B
Mississippi 1/4/2020
B
Wisconsin 1/4/2020
B
Missouri 1/4/2020
B
Wyoming 1/4/2020
B
Montana 1/4/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 8/10/2019
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 10/31/2018
Previous Registration(s)
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B
 11/30/2016 - 09/25/2018 OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD#:7834) CENTENNIAL, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.