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Kyle Walters
KYLE A WALTERS, KYLE ANTHONY WALTERS
CRD#: 6531352
IA
B
NORTHERN TRUST SECURITIES, INCCRD#: 7927 2190 E. Elliot Road
Suite 100
Tempe, AZ 85284
Suite 100
Tempe, AZ 85284
0
Disclosures
9
Years of Experience
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State Registrations
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Alabama 6/29/2022
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Montana 6/29/2022
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Alaska 6/29/2022
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Nebraska 6/29/2022
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Arizona 6/29/2022
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Nevada 6/29/2022
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Arizona 7/20/2022
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New Hampshire 6/29/2022
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Arkansas 6/29/2022
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New Jersey 6/29/2022
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California 6/29/2022
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New Mexico 6/29/2022
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Colorado 6/29/2022
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New York 6/29/2022
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Connecticut 6/29/2022
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North Carolina 6/29/2022
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Delaware 6/29/2022
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North Dakota 6/29/2022
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District of Columbia 6/29/2022
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Ohio 7/6/2022
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Florida 6/29/2022
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Oklahoma 6/29/2022
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Georgia 6/29/2022
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Oregon 6/29/2022
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Hawaii 6/29/2022
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Pennsylvania 6/29/2022
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Idaho 6/29/2022
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Puerto Rico 6/29/2022
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Illinois 6/29/2022
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Rhode Island 6/29/2022
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Indiana 6/29/2022
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South Carolina 6/29/2022
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Iowa 6/29/2022
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South Dakota 6/29/2022
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Kansas 6/29/2022
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Tennessee 6/29/2022
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Kentucky 6/29/2022
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Texas 6/29/2022
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Louisiana 6/29/2022
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Utah 6/29/2022
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Maine 6/29/2022
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Vermont 6/29/2022
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Maryland 6/29/2022
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Virgin Islands 6/29/2022
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Massachusetts 6/29/2022
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Virginia 6/29/2022
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Michigan 6/29/2022
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Washington 6/29/2022
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Minnesota 6/29/2022
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West Virginia 6/29/2022
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Mississippi 6/29/2022
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Wisconsin 6/29/2022
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Missouri 6/29/2022
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Wyoming 6/29/2022
SRO Registrations
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Registered with this firm since 7/20/2022
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Registered with this firm since 6/29/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/31/2019 - 06/22/2022 | TEMPE, AZ | |
B | 10/30/2019 - 06/22/2022 | TEMPE, AZ | |
IA | 01/22/2016 - 11/13/2019 | Scottsdale, AZ | |
B | 01/07/2016 - 11/13/2019 | SCOTTSDALE, AZ | |
IA | 12/01/2015 - 01/15/2016 | PHOENIX, AZ | |
B | 11/17/2015 - 01/15/2016 | PHOENIX, AZ |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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