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Querube Montoya
CRD#: 6530977
IA
B
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Lakeway, TX
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Lakeway, TX
0
Disclosures
7
Years of Experience
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State Registrations
B
Arizona 5/4/2022
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New York 5/4/2022
B
Arkansas 5/4/2022
B
North Carolina 5/4/2022
B
California 5/4/2022
B
Oklahoma 5/4/2022
B
Delaware 5/4/2022
B
Oregon 5/4/2022
B
Georgia 5/4/2022
B
Pennsylvania 5/4/2022
B
Illinois 5/4/2022
B
South Carolina 5/4/2022
B
Indiana 5/4/2022
B
Tennessee 5/4/2022
B
Iowa 5/4/2022
B
Texas 12/19/2019
B
Kansas 5/4/2022
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Texas 12/19/2019
B
Massachusetts 5/4/2022
B
Vermont 5/4/2022
B
Minnesota 5/4/2022
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Virginia 5/4/2022
B
Missouri 5/4/2022
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West Virginia 5/4/2022
B
Nevada 5/4/2022
B
Wisconsin 5/4/2022
B
New Jersey 5/4/2022
SRO Registrations
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B
Registered with this firm since 12/19/2019
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/22/2017 - 12/11/2019 | Austin, TX | |
B | 06/16/2017 - 12/11/2019 | Austin, TX | |
B | 10/11/2016 - 12/15/2016 | AUSTIN, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.