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WILLIAM MONTGOMERY KENNON
WILLIAM M KENNON
CRD#: 6530872
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 600 NORTHPARK TOWN CENTER
1200 ABERNATHY ROAD SUITE 1850
ATLANTA, GA 30328
Registration History
201520162017201820192020202120222023202420252 FIRMS2015 - 2023 (8 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 12/12/2023

B
Nebraska 12/8/2023

B
Alaska 12/8/2023

B
Nevada 12/8/2023

B
Arizona 12/8/2023

B
New Hampshire 12/8/2023

B
Arkansas 12/8/2023

B
New Jersey 12/8/2023

B
California 12/8/2023

B
New Mexico 12/8/2023

B
Colorado 12/8/2023

B
New York 12/8/2023

B
Connecticut 12/8/2023

B
North Carolina 12/8/2023

B
Delaware 12/8/2023

B
North Dakota 12/8/2023

B
District of Columbia 12/8/2023

B
Ohio 12/8/2023

B
Florida 12/8/2023

B
Oklahoma 12/8/2023

B
Georgia 12/8/2023

B
Oregon 12/8/2023

IA
Georgia 12/11/2023

B
Pennsylvania 12/8/2023

B
Hawaii 12/8/2023

B
Puerto Rico 12/8/2023

B
Idaho 12/8/2023

B
Rhode Island 12/8/2023

B
Illinois 12/8/2023

B
South Carolina 12/8/2023

B
Indiana 12/8/2023

B
South Dakota 12/8/2023

B
Iowa 12/8/2023

B
Tennessee 12/8/2023

B
Kansas 12/8/2023

B
Texas 12/8/2023

B
Kentucky 12/8/2023

IA
Texas 12/8/2023

B
Louisiana 12/8/2023

B
Utah 12/8/2023

B
Maine 12/8/2023

B
Vermont 12/8/2023

B
Maryland 12/8/2023

B
Virgin Islands 12/8/2023

B
Massachusetts 12/8/2023

B
Virginia 12/8/2023

B
Michigan 12/8/2023

B
Washington 12/8/2023

B
Minnesota 12/8/2023

B
West Virginia 12/8/2023

B
Mississippi 12/8/2023

B
Wisconsin 12/8/2023

B
Missouri 12/8/2023

B
Wyoming 12/8/2023

B
Montana 12/8/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
600 NORTHPARK TOWN CENTER 1200 ABERNATHY ROAD SUITE 1850, ATLANTA, GA 30328
Registered with this firm since 12/8/2023

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
600 NORTHPARK TOWN CENTER 1200 ABERNATHY ROAD SUITE 1850, ATLANTA, GA 30328
Registered with this firm since 12/8/2023

Previous Registration(s)
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IA
10/23/2015 - 12/12/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
09/08/2015 - 12/12/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.