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Andrew Lee Gogan Jr
A.J. GOGAN, ANDREW LEE GOGAN JR., ANDREW LEE GOGAN, Andrew Gogan
CRD#: 6530196
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2015 - 2018 (3 years)IAPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2016 - 2018 (2 years)
License(s)

State Registrations

B
Arizona 10/23/2018

B
Minnesota 10/23/2018

B
California 10/23/2018

B
Missouri 10/23/2018

B
Colorado 10/23/2018

B
Nevada 10/23/2018

B
Connecticut 9/13/2023

B
New Jersey 10/23/2018

B
Delaware 10/23/2018

B
New York 10/23/2018

B
District of Columbia 5/28/2020

B
North Carolina 10/23/2018

B
Florida 10/23/2018

B
Ohio 10/23/2018

IA
Florida 12/17/2020

B
Pennsylvania 10/23/2018

B
Georgia 10/23/2018

B
South Carolina 10/23/2018

B
Hawaii 10/23/2018

B
South Dakota 10/23/2018

B
Illinois 10/22/2018

B
Texas 10/23/2018

IA
Illinois 10/23/2018

IA
Texas 10/24/2018

B
Indiana 10/23/2018

B
Vermont 10/23/2018

B
Kentucky 10/1/2020

B
Virginia 10/23/2018

B
Louisiana 6/18/2024

B
Washington 10/23/2018

B
Maryland 10/23/2018

B
Wisconsin 10/23/2018

B
Massachusetts 10/23/2018

B
Wyoming 2/10/2021

B
Michigan 10/23/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 10/23/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 10/22/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/21/2016 - 10/19/2018 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) Winter Park, FL
B
08/19/2015 - 10/19/2018 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) Winter Park, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.