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Detailed Report
ASHLEY CHRISTINE WINTERS
CRD#: 6528339
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Investment Adviser
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLCCRD#: 316024 Frisco, TX
Registration History
2020202120222023202420252026IAFINANCIAL GRAVITY FAMILY OFFIC... (CRD# 316024)2021 - Present (3 years)IAFORTA FINANCIAL GROUP, INC. (CRD# 28784)2020 - 2021 (<1 year)
License(s)

State Registrations

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California 10/11/2024
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Texas 9/15/2021
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New Mexico 8/17/2023
Current Registration(s)
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FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC (CRD#:316024)
Frisco, TX
Registered with this firm since 9/15/2021
Previous Registration(s)
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 11/12/2020 - 10/04/2021 FORTA FINANCIAL GROUP, INC. (CRD#:28784) GREENWOOD VILLAGE, CO
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.