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Detailed Report
ROBERT P KANE
CRD#: 6528214
IA
Investment Adviser
B
Broker
FIFTH THIRD SECURITIES, INC.CRD#: 628 5929 TIMBER RIDGE DR
PROSPECT, KY 40059
Registration History
201520162017201820192020202120222023202420252026IAFIFTH THIRD SECURITIES, INC. (CRD# 628)2017 - Present (8 years)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2015 - Present (9 years)
Disclosure(s)
View By:
10/6/2023
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/24/2020
B
Minnesota 11/20/2020
B
Delaware 12/16/2024
B
New Jersey 11/20/2020
B
Florida 8/14/2018
B
New York 9/27/2018
B
Georgia 10/15/2018
B
North Carolina 2/12/2021
B
Illinois 3/9/2020
B
Ohio 3/30/2020
B
Indiana 8/13/2018
B
South Carolina 4/2/2020
B
Kentucky 10/14/2015
B
Tennessee 3/31/2020
IA
Kentucky 1/3/2017
B
Texas 11/20/2020
B
Maryland 1/4/2024
B
Virginia 11/20/2020
B
Michigan 8/4/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIFTH THIRD SECURITIES, INC. (CRD#:628)
5929 TIMBER RIDGE DR, PROSPECT, KY 40059
2034 SOUTH HWY 53, LAGRANGE, KY 40031
Registered with this firm since 1/3/2017
B
FIFTH THIRD SECURITIES, INC. (CRD#:628)
5929 TIMBER RIDGE DR, PROSPECT, KY 40059
2034 SOUTH HWY 53, LAGRANGE, KY 40031
Registered with this firm since 7/14/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.