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ERIK STEVENSON SIMS
CRD#: 6527838
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 245 SUMMER STREET, V2A
BOSTON, MA 02210
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 LAKEWOOD, CO
Registration History
20152016201720182019202020212022202320242025IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2020 - Present (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - Present (9 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2020 (1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2016 - 2018 (2 years)
License(s)

State Registrations

B
Alabama 2/26/2020

B
Montana 2/26/2020

B
Alaska 2/26/2020

B
Nebraska 2/26/2020

B
Arizona 2/26/2020

B
Nevada 2/26/2020

B
Arkansas 2/26/2020

B
New Hampshire 2/26/2020

B
California 8/25/2015

B
New Jersey 2/26/2020

B
Colorado 2/26/2020

B
New Mexico 2/26/2020

IA
Colorado 2/28/2020

B
New York 2/26/2020

B
Connecticut 2/26/2020

B
North Carolina 2/26/2020

B
Delaware 2/26/2020

B
North Dakota 2/26/2020

B
District of Columbia 2/26/2020

B
Ohio 2/26/2020

B
Florida 2/26/2020

B
Oklahoma 2/26/2020

B
Georgia 2/26/2020

B
Oregon 2/26/2020

B
Hawaii 8/25/2015

B
Pennsylvania 2/26/2020

B
Idaho 2/26/2020

B
Puerto Rico 2/26/2020

B
Illinois 2/26/2020

B
Rhode Island 2/26/2020

B
Indiana 2/26/2020

B
South Carolina 2/26/2020

B
Iowa 2/26/2020

B
South Dakota 2/26/2020

B
Kansas 2/26/2020

B
Tennessee 2/26/2020

B
Kentucky 2/26/2020

B
Texas 2/26/2020

B
Louisiana 2/26/2020

IA
Texas 2/28/2020

B
Maine 2/26/2020

B
Utah 2/26/2020

B
Maryland 2/26/2020

B
Vermont 2/26/2020

B
Massachusetts 2/26/2020

B
Virginia 2/26/2020

B
Michigan 2/26/2020

B
Washington 2/26/2020

B
Minnesota 2/26/2020

B
West Virginia 2/26/2020

B
Mississippi 2/26/2020

B
Wisconsin 2/26/2020

B
Missouri 2/26/2020

B
Wyoming 2/26/2020

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
245 SUMMER STREET, V2A, BOSTON, MA 02210
Registered with this firm since 2/28/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
LAKEWOOD, CO
6501 S FIDDLER'S GREEN CIRCLE STE 300 - 600, GREENWOOD VILLAGE, CO 80111-4932
Registered with this firm since 8/14/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/13/2018 - 02/27/2020 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
IA
05/20/2016 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) MONTEREY, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.