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KURT MICHEAL HAUGEN
CRD#: 6525533
IA
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BEACON POINTE ADVISORS, LLCCRD#: 119290 2220 Jack Breault Dr
Hudson, WI 54016
Hudson, WI 54016
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 2220 Jack Breaut Drive
Hudson, WI 54016
Hudson, WI 54016
0
Disclosures
9
Years of Experience
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State Registrations
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Florida 3/18/2021
B
Wisconsin 3/18/2021
B
Minnesota 3/18/2021
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Wisconsin 10/23/2024
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South Carolina 3/18/2021
SRO Registrations
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Registered with this firm since 10/23/2024
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Registered with this firm since 3/18/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/01/2022 - 11/14/2024 | Hudson, WI | |
IA | 03/04/2021 - 08/15/2022 | Hudson, WI | |
IA | 05/04/2016 - 03/17/2021 | Hudson, WI | |
B | 01/21/2016 - 03/17/2021 | Hudson, WI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.