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Detailed Report
RICK DAVID MARTINEZ
CRD#: 6524415
IA
Investment Adviser
B
Broker
RETIREMENT WEALTH MANAGEMENTCRD#: 310341 1425 W. FOOTHILL BLVD
SUITE 125
UPLAND, CA 91786
GREAT POINT CAPITAL LLCCRD#: 114203 Chino, CA
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2020 - Present (4 years)BCENTER STREET SECURITIES, INC. (CRD# 26898)2018 - 2020 (1 year)IACENTER STREET ADVISORS, INC. (CRD# 169329)2017 - 2020 (3 years)IASECURE INVESTMENT MANAGEMENT, LLC (CRD# 141195)2015 - 2017 (1 year)
License(s)

State Registrations

B
California 2/28/2020
B
North Carolina 9/17/2024
IA
California 11/5/2020
B
Virginia 12/18/2020
B
Minnesota 7/23/2020
B
Washington 7/31/2024

SRO Registrations

B
 FINRA
B
 Investors' Exchange LLC

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RETIREMENT WEALTH MANAGEMENT (CRD#:310341)
1425 W. FOOTHILL BLVD SUITE 125, UPLAND, CA 91786
Registered with this firm since 11/5/2020
B
GREAT POINT CAPITAL LLC (CRD#:114203)
Chino, CA
Registered with this firm since 2/28/2020
Previous Registration(s)
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IA
 03/03/2017 - 03/10/2020 CENTER STREET ADVISORS, INC. (CRD#:169329) Upland, CA
B
 08/28/2018 - 03/10/2020 CENTER STREET SECURITIES, INC. (CRD#:26898) NASHVILLE, TN
IA
 08/06/2015 - 03/09/2017 SECURE INVESTMENT MANAGEMENT, LLC (CRD#:141195) UPLAND, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.