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Detailed Report
FRANC BURZOTTA
Francesco Burzotta, Frank Burzotta
CRD#: 6523729
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 225 S. LAKE AVE
STE 700
PASADENA, CA 91101
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2020 - 2023 (3 years)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2017 - 2020 (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - 2016 (1 year)IAUSAA INVESTMENT SERVICES COMPANY (CRD# 5475)2018 - 2020 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Alabama 12/13/2024
B
Montana 12/13/2024
B
Arizona 12/13/2024
B
Nebraska 12/13/2024
B
Arkansas 12/13/2024
B
Nevada 12/13/2024
B
California 12/13/2024
B
New Jersey 12/13/2024
IA
California 12/16/2024
B
New Mexico 12/13/2024
B
Colorado 12/13/2024
B
New York 12/13/2024
B
Delaware 12/13/2024
B
North Carolina 12/13/2024
B
District of Columbia 12/13/2024
B
Ohio 12/13/2024
B
Florida 12/13/2024
B
Oklahoma 12/13/2024
B
Georgia 12/13/2024
B
Oregon 12/13/2024
B
Hawaii 12/13/2024
B
Pennsylvania 12/13/2024
B
Idaho 12/13/2024
B
South Carolina 12/13/2024
B
Illinois 12/13/2024
B
Tennessee 12/13/2024
B
Kansas 12/13/2024
B
Texas 12/13/2024
B
Maine 12/13/2024
IA
Texas 12/13/2024
B
Maryland 12/13/2024
B
Utah 12/13/2024
B
Massachusetts 12/13/2024
B
Virginia 12/13/2024
B
Michigan 12/13/2024
B
Washington 12/13/2024
B
Minnesota 12/13/2024
B
Wisconsin 12/13/2024
B
Mississippi 12/13/2024
B
Wyoming 12/13/2024
B
Missouri 12/13/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
225 S. LAKE AVE STE 700, PASADENA, CA 91101
Registered with this firm since 12/13/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
225 S. LAKE AVE STE 700, PASADENA, CA 91101
Registered with this firm since 12/13/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/05/2023 - 11/26/2024 MORGAN STANLEY (CRD#:149777) Long Beach, CA
B
 10/05/2023 - 11/26/2024 MORGAN STANLEY (CRD#:149777) Long Beach, CA
IA
 07/24/2020 - 09/22/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) San Diego, CA
B
 07/23/2020 - 09/22/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) San Diego, CA
IA
 01/08/2018 - 06/04/2020 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) SAN ANTONIO, TX
B
 01/10/2017 - 06/04/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) ADDISON, TX
IA
 10/10/2017 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) Addison, TX
B
 09/30/2015 - 11/17/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) MURPHY, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.