• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Keith Gause
KEITH GAUSE
CRD#: 6523475
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 Middleburg, FL
Registration History
201620172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2016 - 2022 (5 years)
License(s)

State Registrations

B
Florida 1/4/2022

IA
Florida 3/22/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
Middleburg, FL
Registered with this firm since 3/22/2022

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
Middleburg, FL
Registered with this firm since 1/4/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/20/2016 - 01/13/2022 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) JACKSONVILLE, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.