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CAYLEE GRACE FIELDS
CAYLEE G COCHRAN, CAYLEE GRACE COCHRAN, CAYLEE COCHRAN
CRD#: 6521749
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1502 MARKET STREET
DAYTON, TN 37321
CETERA INVESTMENT SERVICES LLCCRD#: 15340 151 MAJOR REYNOLDS PLACE
KNOXVILLE, TN 37919
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)BMONEY CONCEPTS CAPITAL CORP (CRD# 12963)2015 - 2016 (1 year)IAMONEY CONCEPTS ADVISORY SERVICE (CRD# 12963)2016 - 2016 (<1 year)
License(s)

State Registrations

B
Alabama 11/21/2018

B
Maine 3/29/2022

B
Arkansas 7/28/2020

B
Mississippi 1/25/2019

B
Colorado 5/16/2019

B
North Carolina 2/23/2021

B
Florida 3/2/2018

B
Tennessee 5/3/2017

B
Georgia 5/3/2017

IA
Tennessee 5/4/2017

B
Indiana 6/17/2020

B
Texas 6/1/2018

B
Louisiana 3/24/2023

IA
Texas 1/24/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1502 MARKET STREET, DAYTON, TN 37321
SODDY DAISY, TN
Registered with this firm since 5/4/2017

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
151 MAJOR REYNOLDS PLACE, KNOXVILLE, TN 37919
1502 MARKET STREET, DAYTON, TN 37321
Registered with this firm since 5/3/2017

Previous Registration(s)
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IA
02/17/2016 - 11/18/2016 MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963) DAYTON, TN
B
11/09/2015 - 11/18/2016 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) DAYTON, TN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.