Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Aaron Siegel
Aaron M Siegel, Aaron Matthew Siegel
CRD#: 6520969
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 6807 B KNIGHTDALE BLVD
KNIGHTDALE, NC 27545
Registration History
201620172018201920202021202220232024202520262 FIRMS2018 - 2020 (2 years)2 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BBRIGHTHOUSE SECURITIES, LLC (CRD# 285300)2017 - 2018 (1 year)BMETLIFE INVESTORS DISTRIBUTION... (CRD# 107622)2016 - 2017 (<1 year)
License(s)

State Registrations

B
Colorado 11/18/2024
B
North Carolina 9/16/2024
B
Georgia 11/18/2024
IA
North Carolina 9/16/2024
B
Illinois 11/18/2024
B
Pennsylvania 11/18/2024
B
Iowa 1/10/2025
B
Tennessee 1/10/2025
B
Maryland 11/18/2024
B
Texas 11/18/2024
B
New Mexico 11/18/2024
IA
Texas 11/26/2024
B
New York 11/18/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
6807 B KNIGHTDALE BLVD, KNIGHTDALE, NC 27545
Registered with this firm since 9/16/2024
B
EDWARD JONES (CRD#:250)
6807 B KNIGHTDALE BLVD, KNIGHTDALE, NC 27545
Registered with this firm since 9/16/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/09/2020 - 08/14/2024 INVESCO ADVISERS, INC. (CRD#:105360) ATLANTA, GA
B
 09/09/2020 - 08/14/2024 INVESCO DISTRIBUTORS, INC. (CRD#:7369) ATLANTA, GA
IA
 10/30/2018 - 08/27/2020 HORIZON INVESTMENTS LLC (CRD#:109552) CHARLOTTE, NC
B
 08/22/2018 - 08/27/2020 QUASAR DISTRIBUTORS, LLC (CRD#:103848) PORTLAND, ME
B
 03/06/2017 - 07/16/2018 BRIGHTHOUSE SECURITIES, LLC (CRD#:285300) Charlotte, NC
B
 08/19/2016 - 03/06/2017 METLIFE INVESTORS DISTRIBUTION COMPANY (CRD#:107622) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.