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I SHIUAN LEE
CRD#: 6520909
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 9801 WASHINGTONIAN BLVD
SUITE 700
GAITHERSBURG, MD 20878
Registration History
201520162017201820192020202120222023202420252026IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2024 - Present (<1 year)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2015 - Present (9 years)
License(s)

State Registrations

B
Arizona 8/10/2022

B
Nevada 8/6/2018

B
California 10/11/2016

B
New Jersey 12/16/2015

B
Delaware 5/11/2021

B
New York 9/9/2015

B
District of Columbia 5/11/2021

B
North Carolina 8/21/2020

B
Georgia 8/10/2022

B
Oregon 5/26/2022

B
Maryland 8/24/2016

B
Pennsylvania 9/9/2015

IA
Maryland 3/22/2024

B
Virginia 7/6/2017

B
Massachusetts 4/17/2020

B
Washington 6/11/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
9801 WASHINGTONIAN BLVD SUITE 700, GAITHERSBURG, MD 20878
Registered with this firm since 3/22/2024

B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
9801 WASHINGTONIAN BLVD SUITE 700, GAITHERSBURG, MD 20878
Registered with this firm since 8/31/2015

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.