Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MATTHEW JACOB BARR
MATTHEW J BARR, MATTHEW J. BARR
CRD#: 6520737
IA
Investment Adviser
B
Previous Broker
WICK CAPITAL PARTNERS, LLCCRD#: 299194 150 N. RADNOR CHESTER ROAD
SUITE A225
WAYNE, PA 19087
Registration History
201520162017201820192020202120222023202420252026IAWICK CAPITAL PARTNERS, LLC (CRD# 299194)2019 - Present (5 years)BAXA ADVISORS, LLC (CRD# 6627)2015 - 2019 (3 years)IAAXA ADVISORS, LLC (CRD# 6627)2016 - 2019 (2 years)
Disclosure(s)
View By:
3/19/2018
Financial
Final
License(s)

State Registrations

IA
Pennsylvania 4/11/2019
Current Registration(s)
IA
WICK CAPITAL PARTNERS, LLC (CRD#:299194)
150 N. RADNOR CHESTER ROAD SUITE A225, WAYNE, PA 19087
Registered with this firm since 4/11/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/04/2016 - 03/29/2019 AXA ADVISORS, LLC (CRD#:6627) CHERRY HILL, NJ
B
 09/01/2015 - 03/29/2019 AXA ADVISORS, LLC (CRD#:6627) CHERRY HILL, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.