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CLINTON PAUL BARBER
CLINT P. BARBER, CLINT PAUL BARBER, CLINTON P BARBER, CLINTON P. BARBER, Clinton Barber
CRD#: 6520735
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Investment Adviser
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Previous Broker
CORIENTCRD#: 319448 10 South Wacker Drive, Suite 3100
Chicago, IL 60606
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - 2023 (4 years)IACORIENT (CRD# 319448)2023 - Present (1 year)BAXA ADVISORS, LLC (CRD# 6627)2015 - 2015 (<1 year)
License(s)

State Registrations

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Illinois 3/21/2023

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Texas 1/3/2025

Current Registration(s)
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CORIENT (CRD#:319448)
10 South Wacker Drive, Suite 3100, Chicago, IL 60606
Registered with this firm since 3/21/2023

Previous Registration(s)
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08/16/2018 - 02/27/2023 GUGGENHEIM INVESTMENTS (CRD#:105477) CHICAGO, IL
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08/15/2018 - 02/27/2023 GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CRD#:39805) chicago, IL
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03/15/2016 - 08/01/2018 EATON VANCE MANAGEMENT (CRD#:104859) BOSTON, MA
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01/14/2016 - 08/01/2018 EATON VANCE DISTRIBUTORS, INC. (CRD#:37731) BOSTON, MA
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09/22/2015 - 12/23/2015 AXA ADVISORS, LLC (CRD#:6627) BALA CYNWYD, PA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.